Wealth Management Associate - Lawrenceburg, IN


Basic Qualifications
-High school diploma or equivalent (Bachelor's degree preferred)
-Two to four years of banking and investment industry experience

-Series 6 or 7, 63, and life, variable life, health and disability licenses
Preferred Skills/Experience
-Experience with the policies, processes and procedures of the brokerage and

banking industries, FINRA, SEC, OCC and applicable banking regulations

ensuring regulatory standards are met for all applicable regulatory bodies
-Ability to contact and profile existing clients, leads, and prospects
-Prior sales and service experience relating to Banking, Brokerage and

Investment Advisory business is preferred
-Proven understanding of operations, policies, procedures, regulations and

compliance requirements
-Strong analytical skills with an emphasis on detail
-Ability to handle multiple assignments simultaneously and work with

deadlines while maintaining accuracy

-Excellent communication and organizational skills necessary for day to day

relationship management with both internal and external clients and partners
-Proficient with Microsoft Office applications and demonstrates capacity to

quickly adapt to proprietary software

Don't Be Fooled

The fraudster will send a check to the victim who has accepted a job. The check can be for multiple reasons such as signing bonus, supplies, etc. The victim will be instructed to deposit the check and use the money for any of these reasons and then instructed to send the remaining funds to the fraudster. The check will bounce and the victim is left responsible.